applet-magic.com
Thayer Watkins
Silicon Valley
& Tornado Alley
USA

Ordinal Numbers
and Their Arithmetic

There are two related but distinct concepts of enumeration, cardinal and ordinal. A cardinal number is one of the families consisting of all sets that can be put into one-to-one correspondence with each other. Thus 2 is the family of all sets that can be put into one-to-one correspondence with {1, 2}. In a sense, 2 represents the property of two-ness. While cardinality involves only sets, ordinality involves sets and order relations on those sets. An order relation is like that of "≤" although it doesn't have to be numerical inequality. For example, the ordering can the the lexicographic (alphabetical) ordering of words; "adz" comes before "bowl" in the dictionary.

Order relations may be reflexive as is ≤ or nonreflexive as is <. For simplicity "≤" will be used for any reflexive order relation.

A set is totally ordered if for any two elements a and b from A either a≤b, b≤a, or both, which means a=b.

A set is well ordered if all of its nonempty subsets have first elements under the order relation. That is to say, if S is a subset of A then there exists an element of S, say x, such that for any element y in S, x≤y. (Here it is important that the relation is reflexive; i.e., x≤x.)

An ordinal number is a family of well-ordered sets that can be put into one-to-one correspondences that preserve the order relations; i.e., if f:A→B and a1A a2 for a1,a2 ∈ A then b1=f(a1) ≤B b2=f(a2). Thus if a is the first element of A1 ⊂ A then f(a) is the first element of the set f(A1).

The collection of well-ordered sets is partitioned into equivalence classes. Each equivalence class contains all the well-ordered sets that are similar to each other. The equivalence classes may be thought of as having labels or indices.

In a well-order set A, the initial segment s(x) of an element x belonging to A is the set of all elements which precede x in A under the order relation; i.e., )


s(x) = {z |z ∈ A and z≤x}.
 

Definition: The order type of a well-ordered set is the family of well-ordered sets it is similar to. In other words, the order type of a well-ordered set A, denoted ord(A), is the equivalence class A belongs to. If ord(A)=λ then A ∈λ.

There is a particular sequence of ordered sets that are appropriate to use to represent order types. For finite sets the following are "standard" order types:


φ, {φ, {φ}}, {φ,{φ},{φ, {φ}}}, …
 

where φ is used to denote the empty set.

Because this gets tedious to write the following labels are adopted:


φ→ 0
{φ}→ 1
{φ,{φ}}→ 2
{φ,{φ},{φ, {φ}}}→ 3

...................

 

Thus


φ → 0
{0} → 1
{0, 1} → 2
{0, 1, 2} → 3
 

The order type of the natural numbers, {0, 1, 2, 3, … } is denoted as omega, ω.

The Ordering of Ordinals

The ordering of ordinal numbers is achieved through the following construction. If λ and μ are ordinal numbers and A and B are well-ordered sets such that ord(A)=λ and ord(B)=μ then:

λ < μ if A is similar to an initial segment of B
λ = μ if A is similar to B
λ > μ if B is similar to an initial segment of A
λ ≤ μ if λ ≤ μ or λ = μ
λ ≥ μ if λ > μ or λ = μ.

Addition of Ordinals

Definition of concatenation of well-ordered sets: Let A and B be well-ordered sets. Then (A ; B) is the union of A and B ordered by the relation R where any two elements x and y are ordered according their relation in A or B if they both belong to A or both belong to B and x Definition of addition of ordinals: For any two ordinals λ and μ let A and B be well-ordered sets such that ord(A)=λ and ord(B)=μ . Then


λ +μ = ord((A ; B)).
 

For this definition to be proper it must be established that λ+μ is independent of the representative A and B used in the construction.

Addition is not necessarily commutative; λ+μ is not necessarily the same as μ+λ . For example, 1+ω is not the same as ω+1; i.e., ω+1 = ord({0,1,2,...; 0}) but 1+ω is ord({0,0,1,2,3,...})=ω.

Addition is associative; (λ +μ)+ ν = λ +(μ + ν). There also exists an additive identity; i.e., the empty set φ.

Multiplication of Ordinals

Definition of the cartesian product of well-ordered sets:

Let A and B be well-ordered sets. Then (A X B) is the cartesian product of A and B, order pairs (a,b) where a ∈ A and b ∈ B, ordered by the relation R where any two elements (x,y) and (z,w) are ordered according to


(x,y) ≤ (z,w) if y≤w in B or y=w and x≤z in A.
 

This is called a reverse lexicographic ordering.

Definition of multiplication of ordinals:

Definition of multiplication of ordinals: For any two ordinals λ and μ let A and B be well-ordered sets such that ord(A)=λ and ord(B)=μ . Then


λ*μ= ord((A × B)).
 

Again, for this definition to be proper it must be established that λ*μ is independent of the representative A and B used in the construction.

Multiplication is not commutative. For example, 2*ω is not the same as ω*2; i.e., 2=ord({a,b}) and ω=ord({1,2,..}) so


2*ω = ord({(a,1),(b,1),(a,2),(b,2),...}) = ω
but ω*2 = ord({(1,a),(2,a)...; (1,b),(2,b),...})
 

However, multiplication is associative.

In the folowing let card(A) stand for the cardinality of a set A.

The order of the ordinals is 0,1,2,3,..., then ω,ω+1,ω+2,... then ω22+1, ω2+2,... to ω3 and so on to ωω.

From there the sequence goes on to ω to the power of ωω.

Next comes (ω to the power of ωω) to the power of ω
and on to (ω to the power of ω to the power of ω … .

But there is always a successor to any ordinal.

Definition of Exponentiation of Ordinals

Definition of functions from one well-ordered set to another: Let A and B be well-ordered sets. Then AB is the set of all functions from A to B.

The Burali-Forti Paradox: The concept of the set of all ordinal numbers is contradictory.

Proof not given.

Modeling ordinal arithmetic in the programming language LISP is convenient because a list is exactly a well-ordered set. For any list one can construct the corresponding ordinal by creating a list that begins with "0" and ends with a cardinal that is one less than the length of the list. The middle of the ordinal list is just the ellipsis "…". Infinite ordinals are ones in which the … has no successor (other than the delimiters ";" and ")".


HOME PAGE OF applet-magic
HOME PAGE OF Thayer Watkins