Financial Conflict of Interest

In compliance with federal regulations San Jose State University and the San Jose State University Research Foundation require principal investigators and other key personnel on a sponsored project to disclose a list of significant financial interests (SFI) that could be reasonably expected to bias the design, conduct, or reporting of the project. This requirement also applies to any significant financial interests of his/her spouse and dependent children.

PIs, Co-PIs, and in some instances, key personnel listed on a proposal for external funding must complete a Financial Conflict of Interest disclosure form (the California Form 700U or SJSU Research Foundation Financial Conflict of Interest forms as applicable) before submitting a proposal to and expending on a sponsored project funded by NSF-, PHS-, other agencies adopting federal requirements, or non-governmental sponsors.

Refer to the SJSU Research Foundation Financial Conflict of Interest Policy for specific details and guidelines. 

 

Mandatory Financial Conflict of Interest Tutorial

Investigators are required to complete mandatory training before engaging in research funding by PHS. SJSU has engaged CITI for training delivery. The tutorial highlights the key Federal requirements for which the Investigator, SJSU, and NIH or other PHS-Funded agencies are accountable under the new regulation. https://www.citiprogram.org/Default.asp

 

For More Policy and Training Information, Visit the Following Links:

Academic Senate Policy S99-11 http://www.sjsu.edu/senate/s99-11.htm

42 CFR Part 50, 45 CFR Part 94 http://grants.nih.gov/grants/policy/coi/fcoi_final_rule.pdf

CSU HR 2005-38 https://csyou.calstate.edu/Policies/HRPolicies/HR2015-05.pdf

NIH FCOI http://grants.nih.gov/grants/policy/coi/index.htm

NIH FCOI FAQs http://grants.nih.gov/grants/policy/coi/coi_faqs.htm

NIH FCOI Tutorial http://grants.nih.gov/grants/policy/coi/tutorial2011/fcoi.htm

NSF FCOI https://www.nsf.gov/pubs/policydocs/pappg17_1/pappg_9.jsp

Understanding FCOI: Ten Things You Should Know or Do http://www.sjsufoundation.org/UnderstandingFCOI.pdf

 

If you have any remaining questions about the Financial Conflict of Interest Policy or regarding completing the FCOI forms, please contact your sponsored programs manager.